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ENERGY FOCUS, INC/DE Director's Dealing 2010

Jan 14, 2010

35068_dirs_2010-01-14_7b4e5a5a-d442-4688-9f33-df468dac76d7.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2008-03-14

Reporting Person: Gelbaum David (Director, 10% Owner)
Reporting Person: Quercus Trust (10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant $.01 2013-03-14 Common Stock (1560062) Direct

Footnotes

F1: In consideration of the Reporting Persons' agreement to purchase a certain number of shares from Diker Management LLC, the terms of which are described more fully in the Issuer's Form 8-K filed with the SEC on January 7, 2010, the Issuer agreed on December 30, 2009 to reduce the exercise price of the Warrant to $0.01 per share.