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ENERGY FOCUS, INC/DE Director's Dealing 2010

Oct 9, 2010

35068_dirs_2010-10-08_03df5344-c773-45f4-929d-dec7428f798a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2010-09-30

Reporting Person: von Paumgartten Paul (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-09-30 Restricted Stock $1.74 A 34483 Acquired Restricted Stock (34483) Direct

Footnotes

F1: Twenty-five percent become vested on 09/30/2010, and the remaining 75% become vested in equal quarterly installments over the following 9 months. Shares 100% vested at 06/30/2011.

F2: N/A