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ENERGY FOCUS, INC/DE — Director's Dealing 2010
Oct 7, 2010
35068_dirs_2010-10-06_0fe0e782-1c73-47f5-a77b-3e8a9ce35be3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2010-10-04
Reporting Person: Gelbaum David (10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)
Reporting Person: Quercus Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-04 | Common Stock | S | 27000 | $1.1348 | Disposed | 6113618 | Direct |
| 2010-10-05 | Common Stock | S | 56330 | $1.0197 | Disposed | 6057288 | Direct |
| 2010-10-06 | Common Stock | S | 38000 | $1.1355 | Disposed | 6019288 | Direct |
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