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ENERGY FOCUS, INC/DE Director's Dealing 2009

Feb 17, 2009

35068_dirs_2009-02-17_c834cce4-b64e-4846-946f-6416ed3a294b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-02-10

Reporting Person: BUELOW ROGER (VP and Chief Technology Office)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-02-10 Stock Options for Common Stock $.75 A 25000 Acquired 2019-02-10 Common Stock (25000) Direct

Footnotes

F1: These options are performance-based and will only be exercisable based upon (2) below if and only if Energy Focus, Inc. meets
specific financial performance criteria. If these conditions are not met, then the stock options will be forfeited.

F2: Twenty-five percent become exercisable on February 10, 2010, and the remaining 75% become exercisable monthly in equal
amounts over the following 36 months.