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ENERGY FOCUS, INC/DE — Director's Dealing 2009
Mar 2, 2009
35068_dirs_2009-03-02_38d2e782-1043-4acf-ae47-a543f4e3d37d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-02-26
Reporting Person: Gelbaum David (Director, 10% Owner, Co-Trustee)
Reporting Person: Gelbaum Monica Chavez (10% Owner, Co-Trustee)
Reporting Person: Quercus Trust (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-26 | Option | $1.05 | A | 10000 | Acquired | 2019-02-26 | Common Stock (10000) | Direct |
Footnotes
F1: On February 26, 2009, David Gelbaum was elected to the Issuer's board of directors and was awarded a non-statutory option under the Issuer's 2008 Stock Incentive Plan to purchase 10,000 shares of Common Stock at an exercise price per share of $1.05 (the ?Option?). The Option has a term of ten years and vests and becomes exercisable in twelve equal monthly installments beginning on the first month after the award.