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ENERGY FOCUS, INC/DE Director's Dealing 2009

Mar 2, 2009

35068_dirs_2009-03-02_38d2e782-1043-4acf-ae47-a543f4e3d37d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-02-26

Reporting Person: Gelbaum David (Director, 10% Owner, Co-Trustee)
Reporting Person: Gelbaum Monica Chavez (10% Owner, Co-Trustee)
Reporting Person: Quercus Trust (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-02-26 Option $1.05 A 10000 Acquired 2019-02-26 Common Stock (10000) Direct

Footnotes

F1: On February 26, 2009, David Gelbaum was elected to the Issuer's board of directors and was awarded a non-statutory option under the Issuer's 2008 Stock Incentive Plan to purchase 10,000 shares of Common Stock at an exercise price per share of $1.05 (the ?Option?). The Option has a term of ten years and vests and becomes exercisable in twelve equal monthly installments beginning on the first month after the award.