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ENERGY FOCUS, INC/DE — Director's Dealing 2009
Jun 29, 2009
35068_dirs_2009-06-29_aa7e319f-00cf-4f03-901a-f889d83e99f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-06-24
Reporting Person: FINNERTY J JAMES (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-24 | DIRECTOR STOCK OPTION | $0.60 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: Exercisable when vested; vests in 12 equal installments commencing one month from the date of the grant, becoming fully
exercisable on 06/24/2010.
F2: Expires on 06/24/2019, or 12 months after individual ceases to serve as a director of Energy Focus, Inc. if earlier.
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