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ENERGY FOCUS, INC/DE Director's Dealing 2009

Jun 30, 2009

35068_dirs_2009-06-29_c2e9dc70-bb7b-46de-b759-99d1d1400db7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-06-24

Reporting Person: Gelbaum David (Director, 10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)
Reporting Person: Quercus Trust (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-06-24 Director Stock Option $.60 A 15000 Acquired Common Stock (15000) Direct

Footnotes

F1: The option is exercisable when it is vested, which vesting occurs in 12 equal installments commencing one month from the date of the grant, becoming fully exercisable on 6/24/2010.

F2: The option expires on earlier of (i) 6/24/2009, or (ii) 2 months after David Gelbaum ceases to serve as a Director of the Issuer.