AI assistant
Sending…
ENERGY FOCUS, INC/DE — Director's Dealing 2009
Jul 1, 2009
35068_dirs_2009-07-01_d69a4be6-fc59-4e45-b033-b71352665b6c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-06-24
Reporting Person: Gelbaum David (Director, 10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)
Reporting Person: Quercus Trust (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-24 | Director Stock Option | $.60 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: The option is exercisable when it is vested, which vesting occurs in 12 equal installments commencing one month from the date of the grant, becoming fully exercisable on 6/24/2010.
F2: The option expires on earlier of (i) 6/24/2019, or (ii) 12 months after David Gelbaum ceases to serve as a Director of the Issuer.
More from ENERGY FOCUS, INC/DE
Interim / Quarterly Report
2026
May 12
Regulatory Filings
2026
May 12
Proxy Solicitation & Information Statement
2026
Apr 28
Regulatory Filings
2026
Apr 14
Regulatory Filings
2026
Mar 30
Annual Report
2026
Mar 24
Regulatory Filings
2026
Mar 24
Director's Dealing
2025
Dec 31
Major Shareholding Notification
2025
Dec 31
Regulatory Filings
2025
Dec 2