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ENERGY FOCUS, INC/DE — Director's Dealing 2009
Nov 13, 2009
35068_dirs_2009-11-12_c7d05c1d-04e3-461d-b1e9-886224d5faaa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2009-10-30
Reporting Person: DIKER MANAGEMENT LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value (the "Common Stock") | 2907108 | Indirect |
Footnotes
F1: The shares of Common Stock to which this line refers are held indirectly by Diker Management, LLC (the "Reporting Person"),in
its capacity as the registered investment adviser of certain managed accounts and funds. The Reporting Person is a
registered investment adviser and as such disclaims all beneficial ownership of these shares and in any case disclaims
beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares of
Common Stock. The Reporting Person is a registered investment adviser but has elected to file this Form 3 nevertheless. The
purchase of 1,453,554 of the shares of Common Stock to which this line referes is subject to the conditions subsequent set
forth in the letter agreement disclosed in the Schedule 13D filed by the Reporting Person on November 12, 2009.