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ENERGY FOCUS, INC/DE — Director's Dealing 2008
Oct 30, 2008
35068_dirs_2008-10-30_fd04089f-6be0-441b-a9c5-018a518aa51f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2008-10-01
Reporting Person: FINNERTY J JAMES (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-01 | Director Stock Option | $2.10 | A | 10000 | Acquired | Common Stock (10000) | Direct |
Footnotes
F1: Exercisable when vested; vests in 12 equal installments commencing one month from the date of the grant, becoming fully
exercisable on 10/13/2009.
F2: Expires on 10/1/2018 or 12 months after James Finnery ceases to serve as a director of Energy Focus, Inc. if earlier.
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