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ENERGY FOCUS, INC/DE — Director's Dealing 2008
Dec 22, 2008
35068_dirs_2008-12-22_e935a0d9-85b0-4179-948e-450380632e97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2008-12-17
Reporting Person: BERCHTOLD NICHOLAS G (VP, Finance and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 | Stock Options for Common Stock | $1.40 | A | 25000 | Acquired | 2018-12-17 | Common Stock (25000) | Direct |
Footnotes
F1: Twenty-five percent become exercisable on December 17, 2009, and the remaining 75% become exercisable monthly in equal
amounts over the following 36 months.
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