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ENERGY FOCUS, INC/DE — Director's Dealing 2007
Jun 26, 2007
35068_dirs_2007-06-26_a8bc84b6-8919-4f96-bdc3-d5b0037dc67c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2007-06-26
Reporting Person: GREENWALD BARRY R (Senior VP Pool & Spa Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-05-25 | Common Stock | M | 10000 | $4.50 | Acquired | 18313 | Direct |
| 2007-05-25 | Common Stock | M | 5000 | $4.75 | Acquired | 23313 | Direct |
| 2007-05-25 | Common Stock | S | 15000 | $7.10 | Disposed | 8313 | Direct |
| 2007-05-25 | Common Stock | S | 1620 | $6.95 | Disposed | 6693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-25 | Stock Option | $ | M | 10000 | Acquired | 2009-12-03 | Common (10000) | Direct |
| 2007-05-25 | Stock Option | $ | M | 5000 | Acquired | 2012-01-01 | Common (5000) | Direct |
Footnotes
F1: NA
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