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ENERGY FOCUS, INC/DE — Director's Dealing 2007
Aug 24, 2007
35068_dirs_2007-08-23_3b4041ce-b75a-47f0-a8ea-a601f42d6ca7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2007-08-10
Reporting Person: BERCHTOLD NICHOLAS G (VP, Finance and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-10 | Stock Options for Common Stock | $6.05 | A | 25000 | Acquired | 2017-08-10 | Common Stock (25000) | Direct |
Footnotes
F1: Twenty-five percent become exercisable on August 11, 2008, and the remaining 75% become exercisable monthly in equal amounts
over the following 36 months.
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