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Energous Corp — Director's Dealing 2022
May 21, 2022
35194_dirs_2022-05-20_60ae7c96-aa45-4fe0-97a8-22d80c0ec399.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2021-12-31
Reporting Person: Patel Rahul G. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-15 | Common Stock | M | 14021 | $0.00 | Acquired | 31730 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-15 | Restricted stock units | $0.00 | M | 14021 | Disposed | Common Stock (14021) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock upon settlement.
F2: Includes 25,000 shares subject to unvested restricted stock units ("RSUs").
F3: The total number of shares reported in Table I, Column 5 of Form 4 filed on each of January 5, 2022 and February 17, 2022 was understated by 14,021 shares.
F4: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019.
F5: RSUs do not expire; they either vest or are canceled prior to the vesting date.
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