Energous Corp — Director's Dealing 2021

Jul 31, 2021

SEC Form 4/A — Form 4/A

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2021-07-02

Reporting Person: Sereda Brian J (Senior Vice President & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-02	Common Stock	A	43505	$0.00	Acquired	345542	Direct
2021-07-02	Common Stock	S	21570	$2.71	Disposed	323972	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12015	Indirect

Footnotes

F1: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to performance-based restricted stock units granted to the Reporting Person on March 21, 2021 under the Issuer's 2015 Performance Share Unit Plan.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3: The shares are held of record by Brian James Sereda and Denise Carole Sereda, Trustees of The Sereda Family Trust dated June 21, 2002.