Energous Corp — Director's Dealing 2020

Aug 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2020-08-14

Reporting Person: Patel Rahul G. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-15	Common Stock	M	14021	$0.00	Acquired	14021	Direct
2020-08-14	Common Stock	S	7712	$3.30	Disposed	6309	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-15	Restricted Stock Units	$0.00	M	14021	Disposed		Common Stock (14021)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Certain shares were sold by the Reporting Person to cover tax obligations in connection with the vesting of restricted stock units.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.

F3: The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019.