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Energous Corp — Director's Dealing 2019
Dec 31, 2019
35194_dirs_2019-12-31_dcf4041a-6b26-4021-a5b6-c57777ec8d0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2019-12-27
Reporting Person: Johnston Cesar (COO & EVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-27 | Common Stock | S | 4063 | $1.78 | Disposed | 267164 | Direct |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on March 28, 2019. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.