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Energous Corp — Director's Dealing 2018
Mar 10, 2018
35194_dirs_2018-03-09_4aa79ec2-5ee7-4fc7-9b3b-28604309dc6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2018-03-08
Reporting Person: Leabman Michael Aaron (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-08 | Common Stock | M | 80000 | $6.00 | Acquired | 232279 | Direct |
| 2018-03-08 | Common Stock | S | 68000 | $21.87 | Disposed | 164279 | Direct |
| 2018-03-08 | Common Stock | S | 12000 | $22.54 | Disposed | 152279 | Direct |
| 2018-03-09 | Common Stock | M | 20000 | $6.00 | Acquired | 172279 | Direct |
| 2018-03-09 | Common Stock | S | 20000 | $21.8969 | Disposed | 152279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-08 | Stock Option (right to buy) | $6 | M | 80000 | Disposed | 2024-03-25 | Common Stock (80000) | Direct |
| 2018-03-09 | Stock Option (right to buy) | $6.00 | M | 20000 | Disposed | 2024-03-25 | Common Stock (20000) | Direct |
Footnotes
F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.33 to $22.32 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.10 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
F4: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the
Company.