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Energous Corp — Director's Dealing 2018
Jun 15, 2018
35194_dirs_2018-06-15_4e44ea24-f3a7-4e30-8b9e-b0452f32c89a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2018-06-13
Reporting Person: Gaulding John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-13 | Common Stock | M | 5836 | — | Acquired | 117224 | Direct |
| 2018-06-15 | Common Stock | S | 4096 | $16.1044 | Disposed | 113128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-13 | Restricted Stock Units | $ | M | 5836 | Disposed | Common Stock (5836) | Direct |
Footnotes
F1: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.
F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II.
F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
F4: Each RSU represents a contingent right to receive one share of common stock.
F5: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.