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Energous Corp Director's Dealing 2018

Jun 15, 2018

35194_dirs_2018-06-15_4e44ea24-f3a7-4e30-8b9e-b0452f32c89a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2018-06-13

Reporting Person: Gaulding John (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-13 Common Stock M 5836 Acquired 117224 Direct
2018-06-15 Common Stock S 4096 $16.1044 Disposed 113128 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-13 Restricted Stock Units $ M 5836 Disposed Common Stock (5836) Direct

Footnotes

F1: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.

F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II.

F3: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F4: Each RSU represents a contingent right to receive one share of common stock.

F5: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.