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Energous Corp — Director's Dealing 2018
Dec 20, 2018
35194_dirs_2018-12-19_fe50d225-242d-405f-9643-ed01c63c7098.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2018-12-17
Reporting Person: Sahejpal Neeraj (Senior VP, Product Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-17 | Common Stock | S | 900 | $6.50 | Disposed | 103340 | Direct |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit ("RSU") grant that was previously reported in Table I on the Form 3 filed on March 20, 2017. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.