Energous Corp — Director's Dealing 2017

Jan 7, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-09-30

Reporting Person: Griffin Robert J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock	M	2221	—	Acquired	8165	Direct
2016-12-30	Common Stock	M	193	—	Acquired	8358	Direct
2017-01-04	Common Stock	M	8972	—	Acquired	17330	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-30	Performance Share Units	$	M	2221	Disposed		Common Stock (2221)	Direct
2016-12-30	Performance Share Units	$	M	193	Disposed		Common Stock (193)	Direct
2017-01-04	Restricted Stock Units	$	M	8972	Disposed		Common Stock (8972)	Direct

Footnotes

F1: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

F2: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.

F3: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.

F4: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017.