Energous Corp — Director's Dealing 2017

Jan 7, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-09-30

Reporting Person: RIZZONE STEPHEN R (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock	M	44424	—	Acquired	151190	Direct
2016-12-30	Common Stock	M	3870	—	Acquired	156826	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-30	Performance Share Units	$	M	44424	Disposed		Common Stock (44424)	Direct
2016-12-30	Performance Share Units	$	M	3870	Disposed		Common Stock (3870)	Direct

Footnotes

F1: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock.

F2: Includes 1,766 shares acquired under the issuer's employee stock purchase plan on December 30, 2016.

F3: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.

F4: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.