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Energous Corp — Director's Dealing 2017
Jan 7, 2017
35194_dirs_2017-01-06_c70c0a22-a853-4880-9899-6eab1bb9bf48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-12-30
Reporting Person: Sereda Brian J (Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | M | 387 | — | Acquired | 69684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Performance Stock Unit | $ | M | 387 | Disposed | Common Stock (387) | Direct |
Footnotes
F1: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock.
F2: Represents a PSU granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer.
F3: Includes 605 shares acquired under the issuer's employee stock purchase plan on December 30, 2016.