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Energous Corp — Director's Dealing 2017
Feb 28, 2017
35194_dirs_2017-02-27_2b845683-605c-4cd4-ae46-634389aeb017.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-02-26
Reporting Person: RIZZONE STEPHEN R (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-26 | Common Stock | M | 61557 | — | Acquired | 218383 | Direct |
| 2017-02-26 | Common Stock | M | 61556 | — | Acquired | 279939 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-26 | Restricted Stock Units | $ | M | 61557 | Disposed | Common Stock (61557) | Direct | |
| 2017-02-26 | Restricted Stock Units | $ | M | 61556 | Disposed | Common Stock (61556) | Direct |
Footnotes
F1: Vesting of restricted stock units earned on February 26, 2016.
F2: Vesting of restricted stock units earned on February 26, 2017.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock.
F4: These restricted stock units vest in four equal installments on February 26, 2016, 2017, 2018, and 2019.
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