Energous Corp — Director's Dealing 2017

Jun 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2017-01-03

Reporting Person: Gaulding John (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-03	Common Stock	A	25000	—	Acquired	86155	Direct
2017-01-03	Common Stock	A	4263	—	Acquired	90418	Direct
2017-02-23	Common Stock	A	1697	—	Acquired	92115	Direct
2017-06-13	Common Stock	M	5837	—	Acquired	97952	Direct
2017-06-14	Common Stock	S	2140	$15.8463	Disposed	95812	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-13	Restricted Stock Units	$	M	5837	Disposed		Common Stock (5837)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.

F3: Vesting of RSUs granted to the reporting person on June 13, 2016.

F4: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.

F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.