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Energous Corp Director's Dealing 2017

Jun 22, 2017

35194_dirs_2017-06-21_56f1a607-3f0c-4f30-9377-2f4f50283fff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2017-06-19

Reporting Person: Leabman Michael Aaron (Director, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-19 Common Stock M 52840 $2.49 Acquired 245244 Direct
2017-06-19 Common Stock M 94738 $6.00 Acquired 339982 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-19 Stock Option (right to buy) $2.49 M 52840 Disposed 2024-01-06 Common Stock (52840) Direct
2017-06-19 Stock Option (right to buy) $6.00 M 94738 Disposed 2024-03-25 Common Stock (94738) Direct

Footnotes

F1: 3/48th of the stock options vested on January 1, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.

F2: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.