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Energous Corp — Director's Dealing 2017
Jun 22, 2017
35194_dirs_2017-06-21_56f1a607-3f0c-4f30-9377-2f4f50283fff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2017-06-19
Reporting Person: Leabman Michael Aaron (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-19 | Common Stock | M | 52840 | $2.49 | Acquired | 245244 | Direct |
| 2017-06-19 | Common Stock | M | 94738 | $6.00 | Acquired | 339982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-19 | Stock Option (right to buy) | $2.49 | M | 52840 | Disposed | 2024-01-06 | Common Stock (52840) | Direct |
| 2017-06-19 | Stock Option (right to buy) | $6.00 | M | 94738 | Disposed | 2024-03-25 | Common Stock (94738) | Direct |
Footnotes
F1: 3/48th of the stock options vested on January 1, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.
F2: 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.
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