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Energous Corp — Director's Dealing 2016
Jan 20, 2016
35194_dirs_2016-01-20_d178fb23-90b3-4dcf-b0eb-fc108822fa96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-01-15
Reporting Person: Gaulding John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-15 | Common Stock | M | 25000 | $0.00 | Acquired | 25016 | Direct |
| 2016-01-15 | Common Stock | M | 4394 | $0.00 | Acquired | 29410 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-15 | Restricted Stock Units | $ | M | 25000 | Disposed | Common Stock (25000) | Direct | |
| 2016-01-15 | Restricted Stock Units | $ | M | 4394 | Disposed | Common Stock (4394) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of a restricted stock unit award that vested on January 1, 2016 and settled on January 15, 2016.
F2: Represents shares of common stock received upon vesting of a restricted stock unit award that vested on January 2, 2016 and settled on January 15, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock.
F4: Represents a restricted stock unit award granted on May 21, 2015 that vested on January 1, 2016 and settled on January 15, 2016.
F5: Represents a restricted stock unit award granted on January 2, 2015 that vested on January 2, 2016 and settled on January 15, 2016.