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Energous Corp — Director's Dealing 2016
Feb 19, 2016
35194_dirs_2016-02-19_049b1420-5171-452b-9b14-58539ded8bd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2015-12-31
Reporting Person: Leabman Michael Aaron (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-17 | Common Stock | A | 760 | $0.00 | Acquired | 80995 | Direct |
| 2016-02-19 | Common Stock | M | 6250 | $0.00 | Acquired | 87245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Performance Share Units | $ | A | 760 | Acquired | Common Stock (760) | Direct | |
| 2016-02-19 | Restricted Stock Units | $ | M | 6250 | Disposed | Common Stock (6250) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 31, 2015 based on the satisfaction of certain performance-based vesting requirements. The performance share units vested on December 31, 2015 and the shares of common stock were delivered on February 17, 2016.
F2: Represents shares of common stock received upon vesting of a restricted stock unit award that partially vested on February 16, 2016 and settled on February 19, 2016.
F3: Each performance share unit represents a contingent right to receive one share of common stock.
F4: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 31, 2015 based on the satisfaction of certain performance-based vesting requirements. The performance share units vest on December 31, 2018.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock.
F6: Represents a restricted stock unit award granted on December 17, 2015 that partially vested on February 16, 2016 and settled on February 19, 2016. The restricted stock unit award vests as follows: one-half on February 16, 2016 and the remaining one-half on October 22, 2016.