AI assistant
Energous Corp — Director's Dealing 2016
Aug 16, 2016
35194_dirs_2016-08-16_0f330ca4-3d40-4c9b-9a39-84ab959e99b1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-08-12
Reporting Person: Johnston Cesar (Senior VP of Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-12 | Common Stock | A | 3839 | $0.00 | Acquired | 48551 | Direct |
| 2016-08-12 | Common Stock | F | 1443 | $12.88 | Disposed | 47108 | Direct |
| 2016-08-12 | Common Stock | M | 25000 | $0.00 | Acquired | 72108 | Direct |
| 2016-08-12 | Common Stock | F | 9395 | $12.88 | Disposed | 62713 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-12 | Restricted Stock Units | $ | M | 25000 | Disposed | Common Stock (25000) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on June 30, 2016 based on the satisfaction of certain performance-based vesting requirements. The performance share units vested on June 30, 2016 and the shares of common stock were delivered on August 12, 2016.
F2: Represents shares of common stock withheld to satisfy tax withholding requirements on the vesting of performance share units on June 30, 2016 and the delivery of shares of common stock with respect thereto on August 12, 2016.
F3: Represents shares of common stock received upon vesting of a restricted stock unit award that partially vested on July 14, 2016 and settled on August 12, 2016.
F4: Represents shares of common stock withheld to satisfy tax withholding requirements on the vesting of restricted stock units on July 14, 2016 and the settlement of shares of common stock with respect thereto on August 12, 2016.
F5: Each restricted stock unit represents the contingent right to receive one share of common stock.
F6: Represents a restricted stock unit award granted on August 14, 2014 that partially vested on July 14, 2016 and settled on August 12, 2016. The restricted stock units vest as follows: 25% vested on July 14, 2015, and the remaining units vest in three equal annual installments on each one-year anniversary thereafter.