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Energous Corp — Director's Dealing 2016
Aug 16, 2016
35194_dirs_2016-08-16_ef97e937-4aef-4f56-a032-05f9454180c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-08-12
Reporting Person: Sereda Brian J (Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-12 | Common Stock | A | 1920 | $0.00 | Acquired | 3099 | Direct |
| 2016-08-12 | Common Stock | F | 722 | $12.88 | Disposed | 2377 | Direct |
| 2016-08-12 | Common Stock | M | 30000 | $0.00 | Acquired | 32377 | Direct |
| 2016-08-12 | Common Stock | F | 11274 | $12.88 | Disposed | 21103 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-12 | Restricted Stock Units | $ | M | 30000 | Disposed | Common Stock (30000) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of a performance share unit award granted on December 17, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on June 30, 2016 based on the satisfaction of certain performance-based vesting requirements. The performance share units vested on June 30, 2016 and the shares of common stock were delivered on August 12, 2016.
F2: Represents shares of common stock withheld to satisfy tax withholding requirements on the vesting of performance share units on June 30, 2016 and the delivery of shares of common stock with respect thereto on August 12, 2016.
F3: Represents shares of common stock received upon vesting of a restricted stock unit award that partially vested on July 13, 2016 and settled on August 12, 2016.
F4: Represents shares of common stock withheld to satisfy tax withholding requirements on the vesting of restricted stock units on July 13, 2016 and the settlement of shares of common stock with respect thereto on August 12, 2016.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock.
F6: These restricted stock units vest over a period of four years in four equal annual installments on July 13 of each of 2016, 2017, 2018 and 2019.