Energous Corp — Director's Dealing 2016

Aug 19, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-08-09

Reporting Person: ASCEND LEGEND MASTER FUND, LTD. (Member of 10% Owner Group)
Reporting Person: ASCEND LEGEND FUND, LTD. (Member of 10% Owner Group)
Reporting Person: ASCEND PARTNERS FUND I, LTD. (Member of 10% Owner Group)
Reporting Person: ASCEND CAPITAL, LLC (Member of 10% Owner Group)
Reporting Person: Ascend Capital Limited Partnership (Member of 10% Owner Group)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1618123	Direct

Footnotes

F1: Ascend Legend Master Fund, Ltd., Ascend Legend Fund, Ltd., Ascend Partners Fund I, Ltd., Ascend Capital Limited Partnership and Ascend Capital, LLC are members of a 10% owner group of Energous Corporation (the "Issuer"), the other members of which are Malcolm Fairbairn, Emily Fairbairn, Valley High Limited Partnership, Valley High Capital, LLC, Nina Fairbairn Irrevocable Trust September 30, 2011 and Grant Fairbairn Irrevocable Trust September 30, 2011. Please see the Form 3 with respect to the Issuer filed on August 19, 2016, by Malcolm Fairbairn for more information regarding the holdings of Malcolm Fairbairn, Emily Fairbairn, Valley High Limited Partnership, Valley High Capital LLC, Nina Fairbairn Irrevocable Trust September 30, 2011 and Grant Fairbairn Irrevocable Trust September 30, 2011.

F2: Ascend Legend Master Fund, Ltd. is the direct beneficial owner of the shares of common stock (the "Shares"). Ascend Legend Fund, Ltd. serves as a feeder fund to, and the sole shareholder of, Ascend Legend Master Fund, Ltd. Ascend Partners Fund I, Ltd. is the sole shareholder of Ascend Legend Fund, Ltd. Ascend Capital Limited Partnership is the investment adviser to Ascend Partners Fund I, Ltd., Ascend Legend Fund, Ltd. and Ascend Legend Master Fund, Ltd. Ascend Capital, LLC is the general partner of Ascend Capital Limited Partnership. Malcolm Fairbairn is the managing member of Ascend Capital, LLC. Ascend Legend Fund, Ltd., Ascend Capital Limited Partnership, Ascend Capital, LLC and Malcolm Fairbairn are indirect beneficial owners of the Shares.

F3: Malcolm Fairbairn has filed a separate Form 3 which also reflects these Shares, filed on August 19, 2016.