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Energous Corp Director's Dealing 2016

Oct 26, 2016

35194_dirs_2016-10-25_2a76f093-3712-4311-93e9-0477c297ca3a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-10-22

Reporting Person: Leabman Michael Aaron (Director, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-22 Common Stock M 6250 Acquired 14853 Direct
2016-10-24 Common Stock A 100000 $0.00 Acquired 114853 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-22 Restricted Stock Unit (RSU) $ M 6250 Disposed Common Stock (6250) Direct

Footnotes

F1: Represents shares of common stock received upon vesting of the restricted stock unit award reported in Table II.

F2: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock. Shares vest over a period of four years in four equal annual installments on August 18 of 2017, 2018, 2019, and 2020, subject to continued service through each vesting date.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4: One-half of these restricted stock units vest on February 16, 2016 and the remaining one-half vest on October 22, 2016.