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Energous Corp — Director's Dealing 2016
Oct 26, 2016
35194_dirs_2016-10-25_2a76f093-3712-4311-93e9-0477c297ca3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-10-22
Reporting Person: Leabman Michael Aaron (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-22 | Common Stock | M | 6250 | — | Acquired | 14853 | Direct |
| 2016-10-24 | Common Stock | A | 100000 | $0.00 | Acquired | 114853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-22 | Restricted Stock Unit (RSU) | $ | M | 6250 | Disposed | Common Stock (6250) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of the restricted stock unit award reported in Table II.
F2: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock. Shares vest over a period of four years in four equal annual installments on August 18 of 2017, 2018, 2019, and 2020, subject to continued service through each vesting date.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock.
F4: One-half of these restricted stock units vest on February 16, 2016 and the remaining one-half vest on October 22, 2016.