Energous Corp — Director's Dealing 2016

Oct 26, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Energous Corp (WATT)
CIK: 0001575793
Period of Report: 2016-10-22

Reporting Person: Johnston Cesar (Senior VP, Engineering)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-22	Common Stock	M	6250	—	Acquired	68963	Direct
2016-10-24	Common Stock	A	85000	—	Acquired	153963	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-22	Restricted Stock Unit (RSU)	$	M	6250	Disposed		Common Stock (6250)	Direct

Footnotes

F1: Represents shares of common stock received upon vesting of the restricted stock unit award reported in Table II.

F2: Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Shares vest in four equal installments on August 18 of 2016, 2017, 2018, and 2020, subject to continued service through each vesting date.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: One-half of these restricted stock units vest on February 16, 2016 and the remaining one-half vest on October 22, 2016.