AI assistant
ENCORE CAPITAL GROUP INC — Director's Dealing 2013
Jun 11, 2013
32228_dirs_2013-06-10_704eb0ed-c70d-4d79-98a0-0f095e6b62b6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENCORE CAPITAL GROUP INC (ECPG)
CIK: 0001084961
Period of Report: 2013-06-05
Reporting Person: Syran James A. (Sr VP, Ops & Chief Mkting Off.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35309 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $11.30 | 2017-01-24 | Common Stock (10000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $10.92 | 2017-08-23 | Common Stock (10000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.90 | 2020-02-25 | Common Stock (26400) | Direct | |
| Non-Qualified Stock Option (right to buy) | $24.65 | 2021-03-15 | Common Stock (30000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.17 | 2022-04-06 | Common Stock (30000) | Direct |
Footnotes
F1: These shares include (i) 5,833 unvested restricted stock units (each of which represents the right to receive one share of Encore common stock), which will vest by March 9, 2014 and (ii) 11,666 unvested restricted stock awards (each of which represents the right to receive one share of Encore common stock), half of which vest on March 9, 2014 and the other half on March 9, 2015.
F2: Grant to the reporting person on January 24, 2007 of a non-qualified stock option under the Encore Capital Group, Inc. 2005 Stock Incentive Plan (the "2005 Plan"). All shares under the option have become vested and exercisable.
F3: Grant to the reporting person on August 23, 2007 of a non-qualified stock option under the 2005 Plan. All shares under the option have become vested and exercisable.
F4: Grant to the reporting person on February 25, 2010 of a non-qualified stock option under the 2005 Plan. All shares under the option have become vested and exercisable.
F5: Grant to the reporting person on March 15, 2011 of a non-qualified stock option under the 2005 Plan. One-third of the shares granted under the option became vested and exercisable on March 9, 2012 and one-third of the shares granted under the option became vested and exercisable on March 9, 2013. The remaining one-third of shares granted under the option will become vested and exercisable on March 9, 2014.
F6: Grant to the reporting person on April 6, 2012 of a non-qualified stock option under the 2005 Plan. One-third of the shares granted under the option became vested and exercisable on March 9, 2013. One-third of the shares granted under the option will become vested and exercisable on March 9, 2014, and the remaining one-third of the shares granted under the option will become vested and exercisable on March 9, 2015.