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ENCORE CAPITAL GROUP INC — Director's Dealing 2011
Jun 17, 2011
32228_dirs_2011-06-17_207fbc6b-9ac8-482a-8b0d-cf5249bb6777.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENCORE CAPITAL GROUP INC (ECPG)
CIK: 0001084961
Period of Report: 2011-06-15
Reporting Person: BLACK J BRANDON (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-15 | Common Stock | M | 66667 | $11.00 | Acquired | 139724 | Direct |
| 2011-06-15 | Common Stock | M | 84908 | $.51 | Acquired | 224632 | Direct |
| 2011-06-15 | Common Stock | F | 83699 | $31.99 | Disposed | 140933 | Direct |
| 2011-06-15 | Common Stock | G | 7124 | — | Disposed | 48795 | Indirect |
| 2011-06-15 | Common Stock | G | 7124 | — | Acquired | 148057 | Direct |
| 2011-06-15 | Common Stock | S | 23000 | $30.25 | Disposed | 125057 | Direct |
| 2011-06-16 | Common Stock | S | 50600 | $29.45 | Disposed | 74457 | Direct |
| 2011-06-16 | Common Stock | S | 1400 | $30.22 | Disposed | 73057 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-15 | Employee Stock Option (right to buy) | $11.00 | M | 66667 | Disposed | 2013-10-29 | Common Stock (66667) | Direct |
| 2011-06-15 | Employee Stock Option (right to buy) | $.51 | M | 84908 | Disposed | 2012-09-11 | Common Stock (84908) | Direct |
Footnotes
F1: Reflects shares of common stock withheld by the issuer in payment of the exercise price and to satisfy tax withholding obligations in connection with the exercise of stock options.
F2: Represents gift of shares to Mr. Black from the Black Family Trust.
F3: The shares were sold in multiple transactions on June 15, 2011 at per share prices ranging from $29.99 to $30.86, inclusive. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to supply the Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4 upon request.
F4: The shares were sold in multiple transactions on June 16, 2011 at per share prices ranging from $29.11 to $30.02, inclusive. The price reported reflects the weighted average sales price for the transactions.
F5: The price reported reflects the weighted average sales price for the transactions. These shares were sold in multiple transactions with prices ranging from $30.15 to $30.28, inclusive.