ENCAVIS AG — Major Shareholding Notification 2021

May 13, 2021

Finanzbericht: 28214229

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Subject:	ENCAVIS AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Details of issuer

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Name:	ENCAVIS AG
Street, Street number:	Große Elbstraße 59
Postal code, city:	22767 Hamburg
Legal Entity Identifier (LEI):	391200ECRGNL09Y2KJ67

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Reason for notification:	Acquisition/​disposal of instruments
Details of person subject to the notification obligation:	Morgan Stanley Wilmington, Delaware United States of America (USA)
Name(s) of shareholder(s):
Date on which threshold was crossed or reached:	2021-05-10

Total positions

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	% of voting rights attached to shares (total of details on total positions a.)	% of voting rights through instruments (total of details on total positions b.1. + b.2.)	Total of both in % (details on total positions a. + b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	0.01 %	4.95 %	4.96 %	138437234
Previous notification	0.71 %	5.76 %	6.47 %

Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

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ISIN	Absolute		In %
Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)	Direct (Sec. 33 WpHG)	Indirect (Sec. 34 WpHG)
---	---	---	---	---
DE0006095003	0	13421	0.00 %	0.01 %
Total	13421		0.01 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

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Type of instrument	Expiration or maturity date	Exercise or conversion period	Voting rights absolute	Voting rights in %
Right of recall over securities lending agreements	at any time	at any time	2306732	1.67 %
Total			2306732	1.67 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

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Type of instrument	Expiration or maturity date	Exercise or conversion period	Cash or physical settlement	Voting rights absolute	Voting rights in %
Retail Structured Product	From 15.04.2070 to 04.01.2071	at any time	Cash	15639	0.01 %
Convertible Bond	13.09.2023	at any time	Physical	711072	0.51 %
Equity Swap	From 25.01.2022 to 24.02.2026	at any time	Cash	3817916	2.76 %
Total				4544627	3.28 %

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Information in relation to the person subject to the notification obligation:	Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

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Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
Morgan Stanley	%	%	%
Morgan Stanley Capital Management, LLC	%	%	%
Morgan Stanley Domestic Holdings, Inc.	%	%	%
Morgan Stanley Capital Services LLC	%	%	%
-	%	%	%
Morgan Stanley	%	%	%
Morgan Stanley Capital Management, LLC	%	%	%
Morgan Stanley Domestic Holdings, Inc.	%	%	%
Morgan Stanley & Co. LLC	%	%	%
-	%	%	%
Morgan Stanley	%	%	%
Morgan Stanley International Holdings Inc.	%	%	%
Morgan Stanley International Limited	%	%	%
Morgan Stanley Investments (UK)	%	%	%
Morgan Stanley & Co. International plc	%	%	%
-	%	%	%
Morgan Stanley	%	%	%
Morgan Stanley Capital Management, LLC	%	%	%
Morgan Stanley Domestic Holdings, Inc.	%	%	%
Morgan Stanley & Co. LLC	%	%	%
Prime Dealer Services Corp.	%	%	%
-	%	%	%
Morgan Stanley	%	%	%
Morgan Stanley Capital Management, LLC	%	%	%
Morgan Stanley Domestic Holdings, Inc.	%	%	%
Morgan Stanley Investment Management Inc.	%	%	%

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In case of proxy voting according to Sec. 34 (3) WpHG:	Date of general meeting:

Total positions after general meeting

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% of voting rights attached to shares	% of voting rights through instruments	Total of both
%	%	%

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Other useful information:

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Date:	2021-05-13

Information about mandatory publication:

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Obligatory publication in/​about:	DGAP/​EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd
Obligatory publication on:	13.05.2021
Language of the document:	English