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ENANTA PHARMACEUTICALS INC — Director's Dealing 2021
Nov 2, 2021
33238_dirs_2021-11-02_49472b43-2f63-48f0-9832-2f424389355f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
CIK: 0001177648
Period of Report: 2021-11-01
Reporting Person: Adda Nathalie (Sr. VP & Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-01 | Common Stock | M | 9547 | $48.52 | Acquired | 36491 | Direct |
| 2021-11-01 | Common Stock | S | 1952 | $84.31 | Disposed | 34539 | Direct |
| 2021-11-01 | Common Stock | S | 7495 | $85.02 | Disposed | 27044 | Direct |
| 2021-11-01 | Common Stock | S | 100 | $86.21 | Disposed | 26944.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | Stock Option (Right to Buy) | $48.52 | M | 9547 | Disposed | 2027-11-17 | Common Stock (9547) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2021.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $83.74 to $84.73, inclusive.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $84.74 to $85.63, inclusive.
F4: The option, representing a right to purchase a total of 23,500 shares, became or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 17, 2017).