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ENANTA PHARMACEUTICALS INC Director's Dealing 2021

Dec 3, 2021

33238_dirs_2021-12-03_a70cbac7-39d9-4529-8846-2bf4f25bb18c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
CIK: 0001177648
Period of Report: 2021-12-01

Reporting Person: Adda Nathalie (Sr. VP & Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-01 Common Stock F 842 $87.68 Disposed 32902 Direct
2021-12-01 Common Stock M 8750 $43.46 Acquired 41652 Direct
2021-12-01 Common Stock M 4773 $48.52 Acquired 46425 Direct
2021-12-01 Common Stock S 1587 $84.81 Disposed 44838 Direct
2021-12-01 Common Stock S 5736 $85.49 Disposed 39102 Direct
2021-12-01 Common Stock S 2700 $86.45 Disposed 36402 Direct
2021-12-01 Common Stock S 1500 $87.60 Disposed 34902 Direct
2021-12-01 Common Stock S 900 $88.31 Disposed 34002 Direct
2021-12-01 Common Stock S 899 $89.33 Disposed 33103 Direct
2021-12-01 Common Stock S 201 $90.17 Disposed 32902 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-01 Stock Option (Right to Buy) $43.46 M 8750 Disposed 2025-06-29 Common Stock (8750) Direct
2021-12-01 Stock Option (Right to Buy) $48.52 M 4773 Disposed 2027-11-17 Common Stock (4773) Direct

Footnotes

F1: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 20, 2020.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2021.

F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $84.43 to $84.98, inclusive.

F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.98, inclusive.

F5: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $86.03 to $86.91, inclusive.

F6: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $87.23 to $87.92, inclusive.

F7: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $88.01 to $88.90, inclusive.

F8: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $89.02 to $89.88, inclusive.

F9: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.25, inclusive.

F10: 100% of the shares subject to the option are fully vested and exercisable.