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ENANTA PHARMACEUTICALS INC — Director's Dealing 2021
Dec 3, 2021
33238_dirs_2021-12-03_a70cbac7-39d9-4529-8846-2bf4f25bb18c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
CIK: 0001177648
Period of Report: 2021-12-01
Reporting Person: Adda Nathalie (Sr. VP & Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | F | 842 | $87.68 | Disposed | 32902 | Direct |
| 2021-12-01 | Common Stock | M | 8750 | $43.46 | Acquired | 41652 | Direct |
| 2021-12-01 | Common Stock | M | 4773 | $48.52 | Acquired | 46425 | Direct |
| 2021-12-01 | Common Stock | S | 1587 | $84.81 | Disposed | 44838 | Direct |
| 2021-12-01 | Common Stock | S | 5736 | $85.49 | Disposed | 39102 | Direct |
| 2021-12-01 | Common Stock | S | 2700 | $86.45 | Disposed | 36402 | Direct |
| 2021-12-01 | Common Stock | S | 1500 | $87.60 | Disposed | 34902 | Direct |
| 2021-12-01 | Common Stock | S | 900 | $88.31 | Disposed | 34002 | Direct |
| 2021-12-01 | Common Stock | S | 899 | $89.33 | Disposed | 33103 | Direct |
| 2021-12-01 | Common Stock | S | 201 | $90.17 | Disposed | 32902 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Stock Option (Right to Buy) | $43.46 | M | 8750 | Disposed | 2025-06-29 | Common Stock (8750) | Direct |
| 2021-12-01 | Stock Option (Right to Buy) | $48.52 | M | 4773 | Disposed | 2027-11-17 | Common Stock (4773) | Direct |
Footnotes
F1: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 20, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2021.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $84.43 to $84.98, inclusive.
F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.98, inclusive.
F5: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $86.03 to $86.91, inclusive.
F6: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $87.23 to $87.92, inclusive.
F7: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $88.01 to $88.90, inclusive.
F8: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $89.02 to $89.88, inclusive.
F9: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.25, inclusive.
F10: 100% of the shares subject to the option are fully vested and exercisable.