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ENANTA PHARMACEUTICALS INC — Director's Dealing 2018
Jun 19, 2018
33238_dirs_2018-06-19_5b0f4fd3-22ce-4965-893e-ac090d2b9453.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
CIK: 0001177648
Period of Report: 2018-06-18
Reporting Person: Adda Nathalie (Sr. VP & Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-18 | Common Stock | M | 2955 | $43.46 | Acquired | 7755 | Direct |
| 2018-06-18 | Common Stock | S | 1268 | $113.9008 | Disposed | 6487 | Direct |
| 2018-06-18 | Common Stock | S | 2229 | $115.0929 | Disposed | 4258 | Direct |
| 2018-06-18 | Common Stock | S | 658 | $115.8874 | Disposed | 3600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-18 | Stock Option (Right to Buy) | $43.46 | M | 2955 | Disposed | 2025-06-29 | Common Stock (2955) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2018.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $113.44 to $114.28, inclusive.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $114.55 to $115.51, inclusive.
F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $115.65 to $116.08, inclusive.
F5: The option, representing a right to purchase a total of 90,000 shares, became or will become exercisable as follows: twenty-five percent (25%) of the shares subject to such option became exercisable on June 29, 2016 (the "Anniversary Date") and the remainder became or will become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years after the Anniversary Date.