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ENANTA PHARMACEUTICALS INC — Director's Dealing 2016
Sep 29, 2016
33238_dirs_2016-09-29_032bc37d-67a1-4605-9e5f-64742ddf6f3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENANTA PHARMACEUTICALS INC (ENTA)
CIK: 0001177648
Period of Report: 2016-09-28
Reporting Person: Or Yat Sun (Chief Scientific Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | Stock Option (right to buy) | $14.00 | A | 3478 | Acquired | 2023-03-20 | Common Stock (3478) | Direct |
Footnotes
F1: On March 20, 2013, the reporting person was granted an option to purchase 41,763 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. This report reflects the additional shares that became exercisable upon achievement of one of the milestones. As of the date of this filing, a total of 33.33% of the shares subject to the option have become exercisable.