EMU NL — Major Shareholding Notification 2019

Jul 2, 2019

604 Page 1 of 2 3 July 2019

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme EMU NL ACN/ARSN 127 291 927

1. Details of substantial holder (1)

Name PETER SISLEY THOMAS ACN/ARSN (if applicable) N/A

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on

30/06/2019

The previous notice was given to the company on 28 / 9 / 2018 The previous notice was dated 28 / 9 / 2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Votingpower(5)	Person’s votes	Votingpower(5)
FULLY PAID ORDINARY SHARES(FPO)	7,782,967	7.22%	7,782,967	4.45%
CONTRIBUTING SHARES ($0.03 PAID, $0.03 UNPAID) (PPO)	3,835,325.5	3.56%	4,710,325.5	2.69%
TOTAL	11,618,292.5	10.77%	12,493,292.5	7.14%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
14/1/2019	PETER THOMAS	PURCHASE PPO SHARES	$26,250	1,750,000 PPO	875,000
30/6/2019	PETER THOMAS	DILUTION DUE TO SHARE ISSUES	N/A	N/A	N/A

604 Page 2 of 2 3 July 2019

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
PETER THOMAS	NORTHERN GRIFFIN PTY LTD	NORTHERN GRIFFIN PTY LTD	(SECTION 608(1) OF THE CORPORATIONS ACT) PETER THOMAS IS THE SOLE DIRECTOR AND THE SOLE SECRETARY OF NORTHERN GRIFFIN PTY LTD	7,511,877 FPO 7,198,522 PPO	11,111,138
PETER THOMAS	PETER THOMAS	PETER THOMAS	REGISTERED HOLDER	237,501 FPO 2,188,540 PPO	1,331,771
PETER THOMAS	SUPER METALS CORPORATION PTY LTD	SUPER METALS CORPORATION PTY LTD	(SECTION 608(1) OF THE CORPORATIONS ACT) PETER THOMAS IS THE SOLE DIRECTOR AND THE SOLE SECRETARY OF SUPER METALS CORPORATION PTY LTD	33,589 FPO 33,589 PPO	50,383.5

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
PETER SISLEY THOMAS	PO BOX 1059 WEST PERTH 6872
SUPER METALS CORPORATION PTY LTD OF CARE OF	PO BOX 1059 WEST PERTH 6872
NORTHERN GRIFFIN PTY LTD OF CARE OF	PO BOX 1059 WEST PERTH 6872

Signature

print name sign here	PETER SISLEY THOMAS capacity SELF
	date 3/7/2019

604 Page 3 of 2 3 July 2019

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.