EMU NL — Major Shareholding Notification 2017

Feb 7, 2017

604 Page 1 of 2 15 July 2001

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

EMU NL

ACN/ARSN 127 291 927

1. Details of substantial holder (1)

Name GREGORY HUGH STEEMSON AND BARBARA FAY STEEMSON

ACN/ARSN (if applicable)

N/A

There was a change in the interests of the substantial holder on

The previous notice was given to the company on

The previous notice was dated

10/01/2017
9/12/2013
9/12/2013

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

cheme, are as follows:
Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power (5)	Person’s votes	Voting power (5)
FULLY PAID ORDINARYSHARES(FPO)	5,713,627	9.93%	5,371,655	9.27%
CONTRIBUTING SHARES
($0.03 PAID, $0.03	9,768,106	16.98%	4,785,442	8.26%
UNPAID) (PPO)
TOTAL	15,481,732	26.92%	10,157,097	17.54%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose	Nature of change (6)	Consideration given in	Class and number	Person's votes
change	relevant		relation to change (7)	of securities	affected
	interest			affected
4/3/2015	G H & B FSTEEMSON	PURCHASE ONMARKET	$6,488	200,000	200,000
		DISTRIBUTED TO
10/01/2017	G H & B FSTEEMSON	BULLANTCOSHAREHOLDERS ASPART CONSIDERA-	ESTIMATED VALUE$839,904	(802,078) FPO(14,747,964)PPO	(8,176,060)
		TION FOR BUY-BACK
		RECEIVED AS PART
10/01/2017	G H & B FSTEEMSON	CONSIDERA-TIONFOR BULLANTCO	ESTIMATED VALUE$272,373	260,106 FPO4,782,637 PPO	2,651,424.5
		SHARE BUY-BACK

604 Page 2 of 2 15 July 2001

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder	Person entitled to be	Nature of relevant	Class and number	Person's votes
relevant	of securities	registered as holder	interest (6)	of securities
interest		(8)
G H & B F	G H & B F	G H STEEMSON	(SECTION 608(2) OF	5,371,655	10,157,097
STEEMSON	STEEMSON	FAMILY	THE CORPORATIONS ACT)	FPO
		SUPERANNUATION	G H STEEMSON & B F	9,570,884
		FUND	STEEMSON BEING JOINT	PPO
			TRUSTEES

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address GREGORY HUGH STEEMSON AND PO BOX 674 BARBARA FAY STEEMSON KALAMUNDA WA 6076

Signature

print name GREGORY HUGH STEEMSON capacity SELF sign here date 7 / 2 / 2017

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

604 Page 3 of 2 15 July 2001

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.