EMU NL — Director's Dealing 2021

Jan 18, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity:	EMU NL
ABN:	50 127 291 927

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Gavin Alan Rutherford
Date of last notice:	13 August 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

be disclosed in this part.
Direct or indirect interest	(i) Direct (ii) Indirect (iii) Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	(ii) GAR Rutherford & ML Rutherford Super Fund A/c> (iii) ML Rutherford
Date of changes	21 December 2020 – options expired as unexercised
No. of securities held prior to change	(i) 570,884 contributing shares (paid as to $0.03, unpaid as to $0.03) 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (ii) 3,111,365 fully paid ordinary shares 1,313,397 contributing shares (paid as to $0.03, unpaid as to $0.03) 312,500 options to acquire partly paid ordinary shares, exercisable at $0.02 each, on or before 21.12.2020 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (iii) 1,007,506 fully paid ordinary shares
Class	Unquoted options to acquire partly paid ordinary shares
Number acquired	N/A

• See chapter 19 for defined terms.

Appendix 3Y | Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	Options expired as unexercised
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	N/A
No. of securities held after change	(i) 570,884 contributing shares (paid as to $0.03, unpaid as to $0.03) 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (ii) 3,111,365 fully paid ordinary shares 1,313,397 contributing shares (paid as to $0.03, unpaid as to $0.03) 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (iii) 1,007,506 fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Expired Options

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y | Page 2

Printed : 19/1/2021

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y | Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity:	EMU NL
ABN:	50 127 291 927

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Tim Sandeman Staermose
Date of last notice	6 January 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Wonfair Investments Pty Ltd
Date of change	(i) 21 December 2020 (ii) 16 January2021
No. of securities held prior to change	Direct: Fully paid ordinary shares – 64,205 Options to acquire fully paid ordinary shares (expiry 16.1.2021, exercisable at $0.20 each) – 5,208,334 Options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 – 3,000,000 Indirect: Fully paid ordinary shares – 10,563,182 Partly paid ordinary shares - 750,000 Options to acquire partly paid ordinary shares (expiry 21.12.2020, exercisable at $0.02 each) – 3,169,839 Options to acquire fully paid ordinary shares (expiry 16.1.2021, exercisable at $0.20 each) – 937,500
Class	(i) Unquoted options to acquire partly paid ordinary shares (ii) Unquoted options to acquire fully paid ordinaryshares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	N/A
Number disposed	Options expired as unexercised: (i) 21.12.2020 (ii) 16.1.2021
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	N/A
No. of securities held after change	Direct: Fully paid ordinary shares – 64,205 Options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 – 3,000,000 Indirect: Fully paid ordinary shares – 10,563,182 Partly paid ordinary shares - 750,000
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Expired options

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 2

Printed : 19/1/2021

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3