EMU NL — Director's Dealing 2020

Aug 12, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity:	EMU NL
ABN:	50 127 291 927

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Peter Sisley Thomas
Date of last notice	4 March 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	(i) Direct (ii) Indirect (iii) Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	(ii) Sole officer of Super Metals Corporation Pty Ltd (iii) Sole officer of Northern Griffin Pty Ltd
Date of changes	11 August 2020 – acquisition of fully paid ordinary shares
No. of securities held prior to change	(i) 237,501 fully paid ordinary shares 2,188,540 contributing shares (paid as to $0.03, unpaid as to $0.03) (ii) 33,589 fully paid ordinary shares 33,589 contributing shares (paid as to $0.03, unpaid as to $0.03) (iii) 7,511,877 fully paid ordinary shares 7,198,522 contributing shares (paid as to $0.03, unpaid as to $0.03) 3,000,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021
Class	Fully paid ordinary shares
Number acquired	1,007,506 fully paid ordinary shares
Number disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$23,333

• See chapter 19 for defined terms.

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

(i) 1,245,007 fully paid ordinary shares 2,188,540 contributing shares (paid as to $0.03, unpaid as to $0.03) (ii) 33,589 fully paid ordinary shares 33,589 contributing shares (paid as to $0.03, unpaid as to $0.03) (iii) 7,511,877 fully paid ordinary shares 7,198,522 contributing shares (paid as to $0.03, unpaid as to $0.03) 3,000,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Off-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

Printed : 12/8/2020

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity:	EMU NL
ABN:	50 127 291 927

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director:	Gavin Alan Rutherford
Date of last notice:	4 March 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

be disclosed in this part.
Direct or indirect interest	(i) Direct (ii) Indirect (iii) Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	(ii) GAR Rutherford & ML Rutherford Super Fund A/c> (iii) ML Rutherford
Date of changes	11 August 2020 – acquisition of fully paid ordinary shares
No. of securities held prior to change	(i) 570,884 contributing shares (paid as to $0.03, unpaid as to $0.03) 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (ii) 3,111,365 fully paid ordinary shares 1,313,397 contributing shares (paid as to $0.03, unpaid as to $0.03) 312,500 options to acquire partly paid ordinary shares, exercisable at $0.02 each, on or before 21.12.2020 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021
Class	Fully paid ordinary shares
Number acquired	1,007,506 fully paid ordinary shares

• See chapter 19 for defined terms.

Appendix 3Y | Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$23,333
No. of securities held after change	(i) 570,884 contributing shares (paid as to $0.03, unpaid as to $0.03) 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (ii) 3,111,365 fully paid ordinary shares 1,313,397 contributing shares (paid as to $0.03, unpaid as to $0.03) 312,500 options to acquire partly paid ordinary shares, exercisable at $0.02 each, on or before 21.12.2020 1,500,000 options to acquire partly paid ordinary shares, exercisable at $0.03 each, on or before 21.12.2021 (iii) 1,007,506 fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Off-market trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

• See chapter 19 for defined terms.

Appendix 3Y | Page 2

Printed : 12/8/2020

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y | Page 3