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EMU NL — Capital/Financing Update 2023
Dec 14, 2023
64851_rns_2023-12-14_04ff9a0e-9e66-462b-8624-e2890255b2fc.pdf
Capital/Financing Update
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Announcement Summary
Entity name
EMU NL
Date of this announcement
Friday December 15, 2023
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| EMUAL | OPTION EXPIRING VARIOUS DATES EX | 30,000,000 | 15/12/2023 |
| VARIOUS PRICES |
Refer to next page for full details of the announcement
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
EMU NL
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ACN
Registration number
127291927
1.3 ASX issuer code
EMU
1.4 The announcement is
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New announcement
1.5 Date of this announcement
15/12/2023
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
| Announcement Date and | Announcement Title | Selected Appendix 3B to submit quotation |
|---|---|---|
| Time | request | |
| 12-Oct-2023 09:55 | New - Proposed issue of securities - | A placement or other type of issue |
| EMU |
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B
Placement Details ASX +security code and description EMUAL : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES Date the +securities the subject of this notification were issued 15/12/2023 Any other information the entity wishes to provide about the +securities the subject of this notification Issue details Number of +securities 30,000,000 Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities Part consideration for acting as lead manager to placement
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
| ASX +security code and descriptionTotal number of+securities on issueEMU : ORDINARY FULLY PAID2,024,771,286EMUCA : ORDINARY PARTLY PAID TO 3C, 3C UNPAID40,485,069 | ASX +security code and descriptionTotal number of+securities on issueEMU : ORDINARY FULLY PAID2,024,771,286EMUCA : ORDINARY PARTLY PAID TO 3C, 3C UNPAID40,485,069 | ASX +security code and descriptionTotal number of+securities on issueEMU : ORDINARY FULLY PAID2,024,771,286EMUCA : ORDINARY PARTLY PAID TO 3C, 3C UNPAID40,485,069 | |
|---|---|---|---|
| EMU : ORDINARY FULLY PAID | 2,024,771,2 | ||
| EMUCA : ORDINARY PARTLY PAID T | O 3C, 3C UNPAID | 40,485,0 | |
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and descriptionTotal number of+securities on issueEMUAR : PARTLY PAID ORDINARY SHARES35,000,000EMUAQ : PERFORMANCE RIGHTS48,571,429EMUAL : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES489,828,625 | ASX +security code and descriptionTotal number of+securities on issueEMUAR : PARTLY PAID ORDINARY SHARES35,000,000EMUAQ : PERFORMANCE RIGHTS48,571,429EMUAL : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES489,828,625 | ASX +security code and descriptionTotal number of+securities on issueEMUAR : PARTLY PAID ORDINARY SHARES35,000,000EMUAQ : PERFORMANCE RIGHTS48,571,429EMUAL : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES489,828,625 | |
|---|---|---|---|
| EMUAR : PARTLY PAID ORDINARY S | HARES | 35,000,0 | |
| EMUAQ : PERFORMANCE RIGHTS | 485714 | ||
| ,, | |||
| EMUAL : OPTION EXPIRING VARIOU | EMUAL : OPTION EXPIRING VARIOU | S DATES EX VARIOUS PRICES | 489,828,6 |
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