Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

EMU NL Capital/Financing Update 2019

Nov 12, 2019

64851_rns_2019-11-12_5c1cf933-2193-4c80-80d0-6ae37c10e584.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

==> picture [596 x 115] intentionally omitted <==

----- Start of picture text ----- EMU NLFurther Rights Issue Allotment13 November 2019----- End of picture text -----

Emu NL ( EMU ) advises that it has issued 93,855,450 shares and 46,927,725 options (exercisable at $0.02 on or before 21 December 2020) pursuant to shortfall applications for the rights issue first announced 23 September 2019 with a second announcement made 3 October 2019.

The above shares and options were issued in addition to the issue of shares and options to shareholders following their rights as announced on 22 October 2019.

The Company has now issued a total of 114,723,888 shares and 57,361,954 options pursuant to the rights issue and shortfall applications, raising a total of $4,588,956 before costs (applying a FOREX rate of 0.7112 to calculate the number of securities issued to the underwriter’s subscribers). This includes a total of US$2.67M from investors introduced by Strategic Bank International Corp (such investors operating via two special purpose vehicles formed and nominated by Strategic Bank - SMPI EMU 1, LLC and SMPI EMU 2, LLC) which underwrote the non-renounceable rights issue to that extent. That underwritten amount (net of fees) remains in US dollars, the denomination of the Company’s main spend in Chile.

As advised in the ASX release dated 8 November 2019, EMU has closed the fully underwritten rights issue and will not place any of the remaining shortfall.

The capital structure of the Company following allotment is as follows:

Listed ASX Code Number
Fully paid ordinary Shares EMU 289,705,436
Partly-paid ordinary Shares **EMUCA ** 33,668,824
Unlisted
Options to acquire partly paid shares,exercisable at $0.03 each, on or before28 February 2020Options to acquire partly paid shares,exercisable at $0.02 each, on or before21 December 2020Options to acquire fully paid shares,exercisable at $0.20 each, on or before15 January 2021Options to acquire fully paid shares,exercisable at $0.20 each, on or before16 January 2021 6,000,00065,816,42284,355,0008,454,468

Investor enquiries EMU NL T +61 8 9226 4266 E [email protected]

WWW.EMUNL.COM.AU • ASX: EMU • ABN: 50 127 291 927

Page 1 of 1