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EMPIRE RESOURCES LIMITED Capital/Financing Update 2018

Dec 3, 2018

64875_rns_2018-12-03_49e3ee12-9c58-43d0-984e-addfa38757b4.pdf

Capital/Financing Update

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ACN 092 471 513

4 December 2018

ASX Release

RIGHTS ISSUE COMPLETION AND

SHORTFALL NOTIFICATION

Empire Resources Ltd (ASX: ERL) (“Empire” or “the Company”) confirms that the Company’s 1 for 3 non-renounceable rights issue (“Rights Issue”) closed at 5:00pm WST on Thursday, 29th November 2018.

The Company received subscriptions as follows:

Details New Shares Gross Proceeds
Entitlement Securities 46,544,762 $465,447
Additional Securities 1,751,053 $17,511
Securities to Underwriter/Sub-underwriters 82,802,285 $828,024
Total 131,098,100 1,310,982

Based on share registry calculations, the total shares available under the Rights Issue was 161,067,158 New Shares, leaving a remaining shortfall of 29,969,058 New Shares after the subscriptions above.

In accordance with the Offer Document the Company reserves the right to place any Shortfall Shares within three months of the closing date.

As per the Rights Issue timetable the issue date of the New Shares is Thursday 6[th] December 2018 and normal trading of the New Shares is expected to commence on Friday 7[th] December 2018.

DAVID SARGEANT MANAGING DIRECTOR

For further information on the Company Phone: +61 8 9361 3100 www .resourcesempire.com.au