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EMPIRE PETROLEUM CORP — Director's Dealing 2021
Apr 1, 2021
33876_dirs_2021-04-01_ebaa99d1-7054-4f74-8052-f15e398bf94b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-03-30
Reporting Person: Kamin Tony (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | P | 100000 | $.35 | Acquired | 984304 | Indirect |
| 2021-03-30 | Common Stock | P | 100000 | $.35 | Acquired | 100000 | Indirect |
| 2021-03-30 | Common Stock | P | 228571 | $.35 | Acquired | 228571 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock Warrant (Right to Buy) | $0.50 | P | 100000 | Acquired | 2022-12-31 | Common Stock (100000) | Indirect |
| 2021-03-30 | Common Stock Warrant (Right to Buy) | $0.50 | P | 100000 | Acquired | 2022-12-31 | Common Stock (100000) | Indirect |
| 2021-03-30 | Common Stock Warrant (Right to Buy) | $0.50 | P | 228571 | Acquired | 2022-12-31 | Common Stock (228571) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 456667 | Direct |
Footnotes
F1: The Common Stock Warrant was issued as partial consideration in connection with the purchase of common stock on 03/30/2021.
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