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EMPIRE PETROLEUM CORP Director's Dealing 2021

Apr 1, 2021

33876_dirs_2021-04-01_ebaa99d1-7054-4f74-8052-f15e398bf94b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-03-30

Reporting Person: Kamin Tony (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-30 Common Stock P 100000 $.35 Acquired 984304 Indirect
2021-03-30 Common Stock P 100000 $.35 Acquired 100000 Indirect
2021-03-30 Common Stock P 228571 $.35 Acquired 228571 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-30 Common Stock Warrant (Right to Buy) $0.50 P 100000 Acquired 2022-12-31 Common Stock (100000) Indirect
2021-03-30 Common Stock Warrant (Right to Buy) $0.50 P 100000 Acquired 2022-12-31 Common Stock (100000) Indirect
2021-03-30 Common Stock Warrant (Right to Buy) $0.50 P 228571 Acquired 2022-12-31 Common Stock (228571) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 456667 Direct

Footnotes

F1: The Common Stock Warrant was issued as partial consideration in connection with the purchase of common stock on 03/30/2021.