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EMPIRE PETROLEUM CORP Director's Dealing 2021

Apr 5, 2021

33876_dirs_2021-04-05_dcd8e75f-7721-4a9b-92ab-ec52cb1e6852.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-03-24

Reporting Person: Mulacek Phil E (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8558185 Direct
Common Stock 1698000 Indirect
Common Stock 1515000 Indirect
Common Stock 1315000 Indirect
Common Stock 60000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock Warrant (Right to Buy) $0.50 2022-12-31 Common Stock (398000) Indirect
Common Stock Warrant (Right to Buy) $0.50 2022-12-31 Common Stock (30000) Indirect
Common Stock Warrant (Right to Buy) $0.50 2022-12-31 Common Stock (60000) Indirect
Common Stock Warrant (Right to Buy) $0.50 2022-12-31 Common Stock (60000) Indirect