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EMPIRE PETROLEUM CORP Director's Dealing 2021

Jun 1, 2021

33876_dirs_2021-06-01_806b81c7-8933-49e7-9d43-f7e2495e2a3a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EMPIRE PETROLEUM CORP (EMPR)
CIK: 0000887396
Period of Report: 2021-05-27

Reporting Person: Pritchard Thomas W. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-27 Common Stock X 300000 $0.25 Acquired 300000 Direct
2021-05-27 Common Stock S 300000 $0.75 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-27 Common Stock Warrant (Right to Buy) $0.25 X 300000 Disposed 2029-04-02 Common Stock (300000) Direct

Footnotes

F1: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.